The Top Advisor list ranked RIAs (registered investment advisors) based on total assets under management.
Full-service brokers offer that sort of account at fees of about 2% of assets under management.
Money managers: Misrepresentations regarding assets under management, performance, investment process, credentials, undisclosed financial relationships with consultants.
They have determined that assets under management are more important than satisfactory results to investors.
FORBES: Everyone Wants Kool Aid: Pruning the Money Management Tree (October 29, 2008)
But Gerber didn't like the price tag, which amounted to 2% of assets under management.
This occurs when assets under management (AUM) exceed the amount a manager can effectively deploy.
Over 20% of our assets under management are weighted in the financial services sector.
Firms with no or unreported assets under management as of March 31, 2011 were excluded from the lists.
We primarily charge a percentage of assets under management because of our emphasis on offering comprehensive wealth management.
The tepid investor response to these ETFs is highlighted by their respective assets under management and daily trading volume.
Instead of scratching back his assets under management, Icahn cut himself loose from the burden of limited partners entirely.
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Managers must become skilled at employing whatever devices circumstances require to retain assets under management, in spite of performance.
FORBES: Everyone Wants Kool Aid: Pruning the Money Management Tree (October 29, 2008)
The emphasis is on building clients' wealth (and so Merrill's assets under management).
Representations about the quality and value of the assets under management by the State Board were neither timely nor accurate.
An emerging manager has traditionally been identified by its short (or non-existent) investment track record and modest assets under management.
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An increasing number of advisers are paid as a percentage of assets under management, usually up to 1.5% to 2%.
If you plan to do a lot, you're probably better off going for the percentage of assets under management approach.
Assets under management are split roughly equally between retail and institutional accounts, equities and bonds, and dollar and non-dollar accounts.
While the vast majority of assets under management (AUM) are in conventional funds, the growth is on the more active side.
At Coutts, NRI wealth makes up roughly 20% of Asia assets under management but accounts for almost 30% of revenue in Asia.
Investment advisors must be registered with the SEC or a state securities regulator, depending on the value of client assets under management.
FORBES: Differences Between Stockbrokers, Investment Advisors And Financial Planners
BlackRock fell after the world's largest money manager posted earnings and assets under management that were largely unchanged from a year earlier.
At the end of March they had 5.3 trillion yuan of assets under management, more than double the amount two years ago.
There are five main gold-mining ETFs, with the biggest by assets under management being the Market Vectors Gold Miners ETF (GDX).
The bank, formed when OCBC in 2010 bought ING's Asia private- banking business, has increased its NRI assets under management by 20% annually.
And if they make a big bet and it goes sour, they have their 2% of assets under management to fall back on.
To construct this list we focused not on the measures many in the industry respect, such as assets under management, or recent takeovers.
There was a built-in conflict there because the management fee was based on assets under management, which encouraged REITS to leverage to the maximum.
Misrepresentations regarding performance, assets under management and fees are being investigated and minority managers of managers are being terminated for being less than truthful.
FORBES: The Politics of Minority or Emerging Manager Programs (August 2, 2004 )
Has the fund taken in too many assets under management, thereby impacting its ability to generate attractive returns on the money you have invested?
FORBES: When To Sell Your Mutual Fund And Fire Your Money Manager
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