This purchase will account for 39.5% of the outstanding shares of the brokerage following the issuance.
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They boil down to this: We exclude brokerage costs because we've always excluded brokerage costs.
This week he hired Merrill Lynch veteran James Gorman James Gorman to run the retail brokerage.
Securities industry rules forbid your old brokerage firm to drag its feet in transferring your account.
Gorman understands the retail brokerage business perhaps like no other CEO on the Street.
The historic average, says research out his week form brokerage firm Brockhouse Cooper, is 42%.
The problem was the brokerage firm I worked for wanted nothing to do with low-fee investing.
If you try this at a full-service brokerage, you're likely to get a stern lecture.
Some 45% of net new bank accounts opened last year came from existing brokerage customers.
Then there was the fact that Sky Capital actually looked like a brokerage firm.
Nasdaq officials said they can't compensate retail-brokerage clients who lost money on Facebook shares.
In brokerage, Japan will fully deregulate equity commissions by the end of next year.
Brokerage, conference fees and selling products and services to money managers were the treasured business lines.
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Some, like UPS, grew up as couriers and have added freight forwarding and customs brokerage services.
The regulation separated the research operations at banks and brokerage firms from their investment banking operations.
Before the financial crisis, Wells Fargo (NYSE: WFC) was a nobody in the brokerage business.
Fidelity Brokerage says it is looking into setting up a similar program for its retail customers.
Morgan Chase's brokerage business was institutional and never put out retail research for the alleged victims.
One major brokerage firm had advised clients to bet against gold a few days earlier.
With over 18, 000 brokers Morgan Stanley Smith Barney is the largest brokerage firm in the country.
Thain made the comments today as the brokerage industry gathered in Boca Raton, Fla.
Also worth remembering: The settlement time for many brokerage-account transactions is three business days.
These conflicts exist regarding of whether the consultant explicitly offers advice on brokerage matters.
In many cases, the revenues of the brokerage affiliate exceed those of the consulting firm.
Instead, it served 2, 000 brokerage clients there (mostly American expatriates ) through its U.S. offices.
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Consultants get fees for helping to lower prime brokerage rates their clients get charged.
Where were the brokerage firms going to get the money to support a robust research arm?
Nikko itself will keep its domestic retail brokerage business, asset management and little else.
The brokerage company Merrill Lynch said it had it's their first quarterly loss in six years.
ETFs make sense in Asia, where many investors have brokerage accounts but have shunned mutual funds.
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