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Deutsche Bank is facing regulatory charges against its brokerage business in Korea where it is accused of market manipulation.
FORBES: Deutsche Bank Facing Korean Barbecue Over Market Manipulation Charge
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When investors buy or sell mutual funds through discount brokerage firms' "no transaction fee" marketplaces, part of the funds' expense charges are going to compensate the brokerage firms.
WSJ: Questions to Ask Your Financial Adviser About Fees
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His top line includes the value of the parts, his brokerage fees and any additional consulting charges for determining which parts should be made in-house and which should be outsourced.
FORBES: The Jobs Gambit
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Japan Matsui Securities early this year slashed brokerage commissions in anticipation of deregulation of charges in October.
CNN: FLYING AGAINST THE OLD WAYS
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He had routed some proceeds through Bear accounts, but the firm--which just settled unrelated civil charges of clearing trades for a sleazy brokerage--says the individuals weren't its clients and hence it owed no duty.
FORBES: The Informer