They require knowledge of and compliance with laws and regulations governing financial accounts and transactions.
Management is responsible for establishing and maintaining internal control to achieve the objectives of effective and efficient operations, reliable financial reporting, and compliance with applicable laws and regulations.
WHITEHOUSE: OMB Circular A-123 - Management's Responsibility for Internal Control | The White House
"We are in the process of implementing additional controls for our new store permit-and-licensing program to ensure the process is handled appropriately and in full compliance with all laws and regulations, " the Wal-Mart spokeswoman said.
When assessing the effectiveness of internal control over financial reporting and compliance with financial-related laws and regulations, management must follow the assessment process contained in Appendix A. Annually, management must provide assurances on internal control in its Performance and Accountability Report, including a separate assurance on internal control over financial reporting, along with a report on identified material weaknesses and corrective actions.
WHITEHOUSE: OMB Circular A-123 - Management's Responsibility for Internal Control | The White House
Every single chapter highlights the evidence, for and against, various approaches to compliance with existing laws, regulations, and legal precedent.
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Huawei has a comprehensive trade compliance organization, policies and operation system, and strictly complies with all the laws, regulations, and related trade compliance regulations established by the UN and all the countries where we operate including the U.S. This also applies to Iran, where our business operation is similar to other western vendors in the market.
The remainder of the global workforce reductions are expected to occur at a later date in compliance with local laws and regulations.
From February 1, 2009, through November 30, 2011, BIFS allegedly failed to maintain written supervisory procedures reasonably designed to achieve compliance with applicable securities laws and regulations, and utilized recruiting and hiring guidelines that were inaccurate and inadequate regarding the hiring and registration of statutorily disqualified persons.
Morgan Stanley is committed to robust compliance with both the letter and the spirit of all applicable regulations and laws.
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"The fact that the airlines are already working actively to find loopholes and excuses to avoid compliance with new consumer protections before the regulations even go into effect demonstrates their continued hostility to consumers and new laws and policies designed to protect them, " Hanni said in a statement Tuesday.
BlackRock "maintains a rigorous compliance program...designed to assist BlackRock and its employees to comply with all applicable laws and regulations, " says its spokeswoman.
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