The transaction is subject to customary conditions, including regulatory filings and works council procedures.
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He also alleged they failed to examine discrepancies between his regulatory filings and other information.
The most likely candidates would be those with lots of regulatory filings, since these require similar records.
But the growth wasn't equally spread, according to an analysis of bank regulatory filings by FTN Financial.
WSJ: HEARD ON THE STREET: Banking Whales Leave Minnows Behind
Yet, the SEC says, CellCyte made numerous statements in regulatory filings and in press releases that were false.
Across Europe, banks started selling bonds issued by Italy, Spain and other heavily indebted euro-zone governments, regulatory filings show.
Chase, Discover, American Express, and Bank of America all reported drops in both important figures in their August regulatory filings.
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Phoenix has denied tens of millions of dollars in investors' claims for death benefits since 2007, its regulatory filings show.
The costs associated with Moody's downgrades could be high, according to bank regulatory filings and people familiar with the matter.
Reuters cites regulatory filings showing that SAC Capital owned 2.1 million Weight Watchers shares during a period in early 2011.
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Best Buy has stated in regulatory filings that its board has examined all the payments for potential conflicts and deemed them reasonable.
's U.K. newspapers the Sun, the Times and the Sunday Times, according to British regulatory filings, which registered the changes in September.
So the SEC created strict rules that such news needed to be disclosed quickly, publicly and even-handedly via press releases and regulatory filings.
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Regulatory filings show banks in Italy, Germany and Spain cut their holdings of French, Belgian and Luxembourg government bonds by half or more.
The tally excludes changes in the value of pension benefits, and sometimes differs from the total compensation that companies list in their regulatory filings.
In interviews, videos, regulatory filings and her writings, Orman repeats a personal story about surmounting adversity shortly after she started her own firm in 1987.
Shareholders claim Gulf Resources engaged in undisclosed related party transactions, and Chinese regulatory filings showed that the company was materially smaller than it claimed to be.
The settlement, approved by a Los Angeles state court judge in January, was first reported on last week after Home Depot disclosed it in regulatory filings.
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The inaccurate info was misstated in at least nine regulatory filings between 2002 and 2007, during which Gonzalez was chief operating officer, among other things ( look here).
FORBES: For Abbott, Setbacks Happen In Threes; Now, A Kidney Drug Trial Ends Over Deaths
Until now, material misrepresentations by pension consultants, which were broadly disseminated orally, in writings and in their regulatory filings with the SEC have escaped notice by the agency.
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Yet eBay's regulatory filings about Mr. Thompson only mentioned the accounting degree, as do filings made by companies whose board of directors include Mr. Thompson, including F5 Networks Inc.
In first-half 2012, Kayak derived 24%, 10%, and 9% of total sales, respectively, from deals with Expedia (Hotels.com, Hotwire), Priceline and Orbitz (including its CheapTickets and ebooker subsidiaries), according to regulatory filings.
These reports are included in their regulatory filings.
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The sixth-largest U.S. bank will disclose how much it recouped from errant workers, so long as the event that triggered the collection has been publicly disclosed in regulatory filings, a spokesman for Mr. Liu said.
While the moves are legal and disclosed in regulatory filings, "there are certainly some fairly serious red flags in terms of behavior that are raised there, " said Paul Hodgson, chief research analyst for GMI Ratings, a corporate-governance and risk-management research firm.
Equilar tallied donated stock as valued at the close of trading on the day it was gifted disclosed in regulatory filings and excluded awards gifted to or from trusts or shares indirectly owned unless the gift was specified as a gift to a charitable foundation.
GMI, based in New York and recently merged with the Corporate Library, a governance research firm, rates the practices of more than 4, 100 companies by examining pertinent public data, including regulatory filings, company websites and news services, to see how well they follow securities regulations, stock exchange listing requirements and various corporate governance codes and principles.
To eliminate any conflicts of interests, Ellison's shares have been placed in a "lockbox" or voting trust, that will eliminate Ellison's voting control over company matters "other than a change of control transaction, dissolution, sale of substantially all of the Company's assets or liquidation" as long as Ellison remains an officer or director of Oracle, according to regulatory filings.
To eliminate any conflicts of interests, Ellison's shares have been placed in a "lockbox" or voting trust, that will eliminate Ellison's voting control over company matters "other than a change of control transaction, dissolution, sale of substantially all of the Company's assets or liquidation" as long as Ellison remains an officer or director of Oracle (nasdaq: ORCL - news - people ), according to regulatory filings.
After dubious forays into casinos and gold mining--plus a regulatory sanction for false filings--publicly traded LS Capital Corp.
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