The Security and Exchange Commission (SEC) prohibits the use of testimonials since it is felt they can be misleading.

FORBES: What To Ask Your Potential Financial Advisor

It was a smart move by Rakoff to allow the government a chance to see the evidence that the Security and Exchange Commission (SEC) had on Raj and his co-conspirators during the civil proceedings.

FORBES: Judge Rakoff - Let's Get The Show Going

Although CSAG's products simply provide information for investors focused on the financial risk to the share values and reputations of these firms, its work has nonetheless catalyzed the recent commitment by Securities and Exchange Commission Chairman Donaldson to establish a new Office of Global Security Risk at the SEC.

CENTERFORSECURITYPOLICY: Center For Security Policy