The Chicago Mercantile Exchange floated stock in 2002, and the International Securities Exchange went public earlier this year.
The complaint alleges that BofA misled shareholders and violated the Securities Exchange Act of 1934.
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Officers or employees of certain entities whose equity is listed on a U.S. national securities exchange.
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US-64 to come under the scrutiny of the Securities Exchange Board of India, the stockmarket regulator.
Pessimism can also be found in the action on the International Securities Exchange (ISE).
Even regulators, such as the Securities Exchange Commission, know investors are routinely misled by past performance figures.
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Gary Katz is chief executive officer and president of the International Securities Exchange, an options trading venue.
The International Securities Exchange is owned by Deutsche Bourse, Nasdaq OMX Group is also a global corporation.
They will also talk with representatives from the Palestine Securities Exchange, and the Capital Markets Board of Turkey.
Tokyo Securities Exchange to extend morning trading hours by 30 minutes to 11:30.
The Australian Securities Exchange created a point of presence at Equinix in Chicago.
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International Securities Exchange, , an electronic exchange that trades options, among other products, is up 39% since its March 2005 debut.
The International Securities Exchange (ISE) and the Chicago Board Options Exchange (CBOE) have seen an increase in call trading recently.
In addition the International Securities Exchange (ISE) and Chicago Board Options Exchange (CBOE) have seen an increase in put trading.
Investment companies are also subject to regulations of the Securities Act of 1933, FINRA, and the Securities Exchange Act of 1934.
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And now, a new Securities Exchange Commission filing by the China Investment Corporation indicates that the hunt is back on in earnest.
It requires the Securities Exchange Commission (SEC) to revise several rules, including reinstating the uptick rule and tightening rules against naked short-selling.
Founded in 2006, Xero listed on the New Zealand Stock Exchange (XRO) in 2007 and the Australian Securities Exchange (XRO) in November 2012.
Meanwhile, data from the International Securities Exchange (ISE) and the Chicago Board Options Exchange (CBOE) points toward a rising preference for call buying.
Amex is one of the five largest U.S. options exchanges, along with Chicago Board Options Exchange, International Securities Exchange and the Philadelphia Exchange.
Also, stocks on the Johannesburg Securities Exchange currently trade at about 17 times earnings, compared to a historical average of 14 times earnings.
Meanwhile, data from the International Securities Exchange (ISE) and the Chicago Board Options Exchange (CBOE) points toward continued call adds on the equity.
The SEC charged Rajaratnam with violations of the Securities Exchange Act of 1934, while the extent of the criminal charges was not yet known.
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Only this July will the Tokyo Stock Exchange and the Osaka Securities Exchange at long last be allowed to list options on individual stocks.
Skepticism can also be seen in the action on the International Securities Exchange (ISE), Chicago Board Options Exchange (CBOE), and the NASDAQ OMX PHLX (PHLX).
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The NYSE says it needs more time to connect its systems to those of potential rivals, including the International Securities Exchange and Knight Trading's Direct Edge.
This press release contains forward-looking statements that are subject to the safe harbors created under the Securities Act of 1933 and the Securities Exchange Act of 1934.
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Buoyed by the recovery, it had revived its IPO plan and filed a draft red-herring prospectus with the Securities Exchange and Regulations Board of India in September.
This announcement contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934.
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But the municipal securities market is thinly traded and largely exempt from the controls of both the Securities Act of 1933 and the Securities Exchange Act of 1934.
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