After six years of litigation, including extensive motion practice, an appeal to the Second Circuit, remand, more motion practice, and discovery, lead counsel learned that the lead plaintiff never purchased any of the securities at issue in this action.
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SolarCity is reportedly working on bundling its solar leases to back the securities it would issue.
Bosses should remember Mr Quattrone next time some hired hand urges them to issue securities or merge.
Instead of borrowing from banks, those in need of funds could issue securities.
It will be necessary for the company to hold additional common stock offerings or to issue debt securities (bonds).
This frees up room under the debt limit and allows Treasury to issue additional securities to the public and raise cash to pay federal obligations.
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These are notes that allow borrowers to issue additional debt securities in lieu of paying cash for interest payments.
The rest are in the 10% to 13% range, so keep a watch on them, since they may become buys long before the next issue of Income Securities Investor.
No matter how skilled or willing other accountancy firms may be, they will have an almost impossible time marketing their services to large or medium-sized companies that issue publicly traded securities.
The banks worry there are no natural buyers for such securities, making them expensive to issue.
Private equity operators start to do deals in an active new issue market for debt securities and equities.
It is worth noting that, in the meantime, associate IMF membership might also have the virtue of vitiating the prohibitions imposed by the 1934 Johnson Debt Default Act enabling the USSR for the first time to issue bonds and other securities instruments in the United States.
It is worth noting that, in the meantime, associate IMF membership might also have the virtue of vitiating the prohibitions imposed by the 1934 Johnson Debt Default Act -- enabling the USSR for the first time to issue bonds and other securities instruments in the United States.
Once a municipal bond is refinanced, (prerefunded) the issuer uses the proceeds of the new issue and purchases US Treasury securities (collateral) that are used to pay the interest and principal on the original, more expensive debt until maturity or the call date, whichever the escrow agreement states.
Weighing heavily on such a consideration is whether the proposed class truly contains similarly situated members which becomes exponentially more difficult to cleanly resolve when such members are sophisticated, have extensive prior history with complicated securities and transactions, and the ultimate issue in the case may well hinge on whether information conveyed to purchasers was materially misleading.
Securities lending is rapidly becoming a highly controversial issue after years of neglect.
The U.S. Securities and Exchange Commission has been studying the issue of naked short-selling and even instituted new regulations in January 2005 that require the stock exchanges to report stocks that routinely fail-to-deliver.
The governments of the world should issue shares in their GDPs, securities that pay to investors as dividends a specified fraction of GDP, in perpetuity (or until the government buys them back on the open market).
So I applaud Judge Rakoff for raising the issue of shadowy, no-fault securities settlements.
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This case once again raises this all-important issue of third-party liability in securities cases, settling it once and for all.
Gary Gensler, head of the CFTC and former Goldman Sachs trader, made the move in an effort to issue guidance to the International Organization of Securities Commissions (IOSCO).
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Nevertheless, lawyers not connected with either the Entwistle or Milberg firms say the issue of pricing and the mechanics of the securities-lending business are ripe for investigation.
So if we issue a coin to buy back all the treasury securities, guess what that means?
At issue is what is known on Wall Street as securities lending, a practice in which mutual funds and ETFs pay agents to help them lend out shares in their portfolios to Wall Street traders and earn interest.
WSJ: When Funds Lend Out Securities, Do Investors Get a Fair Share?
To address this issue, the government will push for legislation to give the Securities and Exchange Commission (SEC) powers to ensure that compensation committees are truly independent of management.
ECONOMIST: Some sensible new proposals for curbing corporate greed
Long late to the game, the U.S. Securities and Exchange Commission (SEC) recently issued an alert on the custody issue.
As I spell out in an article in the April 25, 2011 issue of Forbes Magazine, investors in these tobacco-settlement securities may now be holding bonds at risk of default.
FORBES: Bondholders Likely to Suffer From States' Tobacco-Funding Addiction
On May 9, the China Securities Regulatory Commission announced that it will experiment with letting small and private companies issue junk bonds, a change that could make it easier for such companies to obtain credit.
Respondents apparently requested that the FINRA Arbitration Panel issue subpoenas for two witnesses, who would allegedly testify that Respondents Securities America, Inc. and Talbott could not and would not have discovered anything further about the subject investment or the company offering the investment.
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One prominent supplier of money market and mutual fund data Pete Crane, of Crane Data, says that both the Securities and Exchange Commission and the broader financial regulatory system are deadlocked on the issue of how, if at all, the industry ought to be reformed.
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