It is unclear how the dual regulation would work out, with the U.K.'s Financial Services Authority overseeing the London side, and the U.S. Securities and Exchange Commission and NASD overseeing the U.S. side.
The tool is powered by New York-based SecondMarket, an investment platform that is licensed by the U.S. Financial Industry Regulatory Authority and U.S. Securities and Exchange Commission as a broker-dealer.
Nine states, the Federal Energy Regulatory Commission and the U.S. Securities and Exchange Commission are reviewing the deal.
This group is lobbying for tougher securities laws and the setting-up of a regulatory body independent of the finance ministry and modelled on America's Securities and Exchange Commission.
The U.S. Securities and Exchange Commission's latest insider trading case includes the usual colorful elements--a corporate employee, suspiciously timed trading in the company stock, an offshore entity and assorted relatives allegedly benefiting from the fun.
The Supreme Court may be asked to determine the extent of the U.S. Securities and Exchange Commission's regulatory powers, for example, or to balance the interests of small and large competitors in an antitrust suit.
The State Securities Commission (Vietnam's equivalent of the Securities and Exchange Commission) says it has no idea how many Vietnamese are trading U.S. stocks.
CNN: U.S. stocks on the Internet appeal to Vietnamese investors
The most recent issue contained articles about using the Internet for education and about the EDGAR database of corporate information maintained by America's Securities and Exchange Commission, all electronically linked to the resources on the network that they describe.
Meanwhile, it emerged that America's Securities and Exchange Commission was looking at a sale of shares by a member of SocGen's board made shortly before the scandal came to light.
And while a constitutional probe is on the cards, a regulatory investigation by Thailand's Securities and Exchange Commission is already underway.
Having won the Enron case, the government may let civil litigators and the U.S. Securities and Exchange Commission--which brings civil, not criminal, cases--police the stock market for a while.
The leaders of corporate boards, global stock exchanges and the U.S. Securities and Exchange Commission offered a bold vision of the future where equality in the boardroom translated into equality in the front office and the management ranks.
FORBES: On the Board: A New Way Forward for Women's Corporate Leadership
Investment companies are subject to stringent federal laws and oversight by the U.S. Securities and Exchange Commission (SEC).
FORBES: Why Unit Investment Trusts Can Be A Good Investment Alternative
In a filing to the U.S. Securities and Exchange Commission, Infosys denied the woman's allegations of sexual harassment and wrongful dismissal.
We'll begin with a study conducted by the RAND Institute for Civil Justice and commissioned by the U.S. Securities and Exchange Commission (SEC) in 2008.
Now, Mr. Mandl is planning for the shareholder vote and overseeing the board's dealings with the Securities and Exchange Commission, which must clear Dell's regulatory disclosures related to the deal.
America's Securities and Exchange Commission widened its probe into the potential wrongdoings of mutual funds .
At a bare minimum, investors should try to confirm rumors with U.S Securities and Exchange Commission (SEC) filings.
Japan's Securities and Exchange Surveillance Commission is starting to voice its concern.
Another fallen star: Linda Wachner , who led Warnaco into bankruptcy and an investigation by the U.S. Securities and Exchange Commission before leaving in 2001.
Christopher Cox, head of America's Securities and Exchange Commission, said this week the incident was a reminder that hedge funds are not for all investors.
America's Securities and Exchange Commission, for example, involves itself only if it finds that a fund manager has claimed to comply with the standards but lied.
This week, America's Securities and Exchange Commission took steps in the right direction by proposing an increase in the power of shareholders to nominate and appoint directors.
Governments concerned that their citizens might use satellite-TV dishes to view unapproved programmes or web sites can take heart from Sky Global Networks' filings with America's Securities and Exchange Commission.
America's Securities and Exchange Commission passed a new rule intended to make it easier for shareholders to remove directors at companies they feel are underperforming or paying their bosses too much.
Another fallen star: Linda Wachner , who led Warnaco (nasdaq: WRNC - news - people ) into bankruptcy and an investigation by the U.S. Securities and Exchange Commission before leaving in 2001.
America's Securities and Exchange Commission, whose failures included negligible supervision of investment banks and the Madoff scandal, has set up a new risk division packed with heavyweight thinkers such as Henry Hu, Gregg Berman and Richard Bookstaber.
Meanwhile, the U.S. Securities and Exchange Commission is set to ask a U.S. bankruptcy court judge to appoint an independent examiner with expanded powers to investigate the company's collapse and potential conflicts of interest in the case.
"Unfortunately these types of cybercrimes involving ATMs, where you've got a flash mob going out across the globe, are becoming more and more common, " said Rose Romero, a former federal prosecutor and regional director for the U.S. Securities and Exchange Commission.
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