• Along with the criminal charges being dropped, the Security and Exchange Commission charges were also dismissed.

    FORBES: Former Broadcom CFO Bill Ruehle's Fight For Justice And His Victory (Book)

  • The Security and Exchange Commission (SEC) prohibits the use of testimonials since it is felt they can be misleading.

    FORBES: What To Ask Your Potential Financial Advisor

  • Operators who are already required to report to the Security and Exchange Commission would also have to certify that their plans are sufficient.

    WHITEHOUSE: FACT SHEET: Cybersecurity Legislative Proposal

  • It was a smart move by Rakoff to allow the government a chance to see the evidence that the Security and Exchange Commission (SEC) had on Raj and his co-conspirators during the civil proceedings.

    FORBES: Judge Rakoff - Let's Get The Show Going

  • That long tail includes about a hundred databases of specialized information that the search engine is now working on indexing, such as the Security and Exchange Commission's online filings and the online collection of medical journals known as PubMed.

    FORBES: Magazine Article

  • Gov. Kathleen Blanco and the State Legislature - which took this step at the initiative of Rep. Pete Schneider (R-Slidell) - are to be strongly commended, both for the contribution they are making to mitigate these funds' exposure to what the Securities and Exchange Commission calls 'global security risk' and, we hope, to denying state sponsors of terror the wherewithal they could use to harm Americans.

    CENTERFORSECURITYPOLICY: Louisiana takes important step toward divesting terror

  • Reinsch is also working to prevent Ohio from joining other states striving to protect their fiduciaries from what the Securities and Exchange Commission calls "Global Security Risk" arising from investments in companies partnering with the Iranian regime.

    CENTERFORSECURITYPOLICY: Terror's lobbyist

  • Although CSAG's products simply provide information for investors focused on the financial risk to the share values and reputations of these firms, its work has nonetheless catalyzed the recent commitment by Securities and Exchange Commission Chairman Donaldson to establish a new Office of Global Security Risk at the SEC.

    CENTERFORSECURITYPOLICY: Center For Security Policy

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