Once a "draft" version of the rules is agreed upon between the SEC staff and the exchange, the SEC posts these rules for public comment and response.
At the New York Stock Exchange the staff had a nickname for the irascible AIG chief: Mr. Yoohoo, for his frequent calls to complain about the trading of AIG stock.
Surreally, the state railways gave staff a holiday, in exchange for working one minute and 52 seconds extra each day.
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On July 13th the staff of the Securities and Exchange Commission (SEC) released a long-awaited report on whether America should adopt international financial reporting standards (IFRS), which are accepted by over a hundred countries.
"When the planets align this can be a good strategy, " says Marty Kearney, senior staff instructor at the Chicago Board Options Exchange's Options Institute.
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What is known, however, is that shortly after this exchange, the Joint Chiefs of Staff did not renew Mr. Coughlin's contract, which will expire at the end of March.
Smarting from criticism that it had turned a blind eye to loose budgets and an unsustainable fixed exchange rate, the Fund's staff were determined not to conclude yet another weak deal.
Structured like job and college fairs, the fairs are intended to bring awareness to the gap year concept and to offer interested students and parents the opportunity to learn about a variety of programs, meet staff members of organizations that run programs, and exchange information with other families.
The website will be in the framework of the Water and Cultural Diversity project and will offer a platform of cooperation and information dissemination, acting as a reference tool for promoting loans of collections and objects between museums on the one hand, and an exchange forum of museum professionals and education staff on the other.
Barbara discovered that some organizations supplement their staff with volunteers, offering free room and board in exchange for workplace skills.
The NYSE needs about 100 staff and traders on hand to effectively open its stock exchange, according to exchange officials.
Thomsen cited Aguirre's "inability to work effectively with other staff and his unwillingness to operate within the Securities and Exchange Commission process" as the reason for his firing in September 2005, weeks after Aguirre was given a positive review, but days before his one-year probationary period at the agency was to expire.
In an attempt to grab back its position as Europe's largest derivatives exchange, lost to Frankfurt's Eurex earlier in the year, the London International Financial Futures and Options Exchange said it will fire 60% of its staff and consider alliances even mergers with other exchanges.
During her tenure with the exchange, she had the opportunity to work closely with congressional staff drafting the Commodity Futures Modernization Act of 2000.
The Securities and Exchange Commission (SEC) has finally disciplined eight of its staff members in connection with agency failings relating to the Bernard Madoff Ponzi scheme.
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As a former top Republican staff member in the Senate and legal counsel to the New York Stock Exchange, she might have been expected to be sympathetic to the antiregulatory mood of both parties, but, once again, she found herself out of step, most notably when a young company known as Enron called on the C.
SecondMarket is registered with the Securities and Exchange Commission as an "alternative trading system, " its compliance staff communicates regularly with its Washington minders, and Mr. Silbert hired a former SEC lawyer to be his general counsel.
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Beyond the blacked-out glass of the Dubai Islamic Bank in the upmarket area of Jumeirah in Dubai, the computer screens, currency exchange rates and paperwork all look the same, but the ten staff differ from those you'd find in most United Arab Emirate (UAE) banks.
The 16-man staff of the Compliance and Surveillance Group (CSG) of the Philippine Stock Exchange, headed by lawyer Ruben Almadro, has found "more than sufficient evidence for the SEC to initiate and establish a prima facie case for price manipulation and insider trading" against Dante Tan.
Staff walked out at BT's Riverside Place building in Belfast and the telephone exchange in Enniskillen.
But more than half of this "independent" agency's staff will come directly from the ministry, with the remainder from the Securities and Exchange Surveillance Commission, an arm of the MOF.
Beyond family, foremost in my mind was the safety of one of my staff members, who had gone that morning early to a meeting at the American Stock Exchange, not more than three blocks from the towers.
Though the exchange involved only six U.S.-based flight attendants and three from Australia, staff worked for 12 to 18 months, on and off, to get it off the ground.
According to a San Francisco Examiner article last month, its volunteer staff includes former NSA official Ira Winkler and Suzanne Gorman, former security chief for the New York Stock Exchange.
The exchange followed the resignation of Speaker Peter Slipper, who was accused of sexual harassment by a former staff member.
Next week students and staff from the school in Lesotho will be travelling to spend a week at the Welsh secondary school before a reciprocal exchange next year.
The House Financial Services Subcommittee on Capital Markets sent a letter this week to Securities and Exchange Commission (SEC) Chairman Mary Schapiro announcing their intention to hold hearings to consider the recent SEC staff study which proposed fundamentally changing the regulatory regime for investment advisers and broker-dealers.
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