• My ex-husband, a stock broker, was a compulsive gambler who lost a fortune of my inheritance.

    FORBES: A Three-Step Plan: Getting Smart (or Smarter) With Money

  • Historically, investors worked with a traditional stock broker who made commissions on trades when a client bought or sold.

    FORBES: Investors Today Have Much to be Thankful For

  • Getting a 401K, you are not a stock broker or financial advisor. so any investment you make will be a looser.

    FORBES: Surprise: This Government Retirement Policy Change Worked

  • After a DePauw degree in 1981, Meeker spent a few years as a stock broker at Merrill Lynch before getting an M.

    FORBES: Magazine Article

  • She has worked as a research analyst, private banker and stock broker, and has a BA in Theatre from the University of Notre Dame.

    FORBES: Lara Hoffmans - Archive

  • "I found some books ridiculous, " said a stock broker from Fujian Province, in Eastern China, who stopped in the bookstore while his wife and daughter shopped nearby.

    CNN: Hong Kong sellers profit from Beijing's 'forbidden' books

  • In his political career, the former stock broker served two years on the Fort Thomas city council, four years in the state senate and 12 years in the U.S. House of Representatives.

    CNN: Bunning almost watches lead disappear

  • Also connected to the laptop is an Ardunio-controlled belt that has three separate regions of vibration and a Bluetooth headset of the "obnoxious guy talking loudly to his stock broker on the train" variety.

    ENGADGET: NAVI hack uses a Kinect to let the blind see, wear awesome headgear (video)

  • Using a stock exchange as a metaphor, the simplest way to explain this ecosystem is, websites have unsold inventory they pass to an ad exchange, similar to a stock exchange, and advertisers utilize demand side platforms, similar to a stock broker, to purchase the inventory.

    FORBES: Kellogg Proves ROI Of Digital Programmatic Buying

  • However behind the scenes product peddling financial firms with large salesforces have been lobbying hard to make sure that the fiduciary rule, which would require your stock broker to act your best interest and disclose conflicts, is either watered down or eliminated from the final legislation.

    FORBES: Oil Spill May Be a Lucky Break For Stock Brokers

  • However, if this case is going to send Mandell and Harrington to prison for many years then the government had better start talking about some laws that have been broken rather than a one-time stock broker (Grabowski) who had a change of heart because he no longer believed his own sales pitch.

    FORBES: Government Witness in Sky Capital Trial Trips Up

  • Jury selection can be a long arduous process of selecting members from a larger pool, questioning of the jurors on their own background (nothing too probing) and whether they think they have any biases that would impact the case (previously being duped by a stock broker might get one out of serving in this trial).

    FORBES: Rajaratnam Jury Selection -- This Is Going To Get Complicated

  • "I'm voting 'No' because Egypt can't be ruled by one faction, " Karim Nahas, a 35-year-old stock market broker voting early on Saturday in Giza, told Reuters news agency.

    BBC: Egypt holds second stage of vote on draft constitution

  • In more than 60 years as Asia's oldest stock exchange, no broker, trader nor businessman has ever been convicted of stock market fraud.

    CNN: The inside scoop on the day's business stories

  • "Don't just buy a stock because a broker recommended it, " says Walter Carucci, chief executive of Port Washington, New York-based Carr Securities, an over-the-counter marketmaker.

    FORBES: Magazine Article

  • To avoid commissions, consider having your broker transfer stock you already own to your child's account.

    FORBES: Little acorns, mighty oaks

  • With 3.3 million shares of Lehman stock, Fuld is the broker's largest individual shareholder.

    FORBES: Fuld

  • The bulls clutch their certificates close to their chests, keeping the shares out of the broker's stock-lending department.

    FORBES: The Bare Bears

  • Charles Schwab ( SCHW - news - people ) broker when the stock market crashed in October 1987.

    FORBES: Money & Investing

  • If your broker borrows your stock in a cash (not a margin) account, he has to ask your permission -- and if anything goes wrong and he can't return the borrowed shares, his firm is on the hook to make you whole.

    WSJ: Is Your Fund Pawning Shares Off You?

  • If the stock is not produced, then the shorting transaction will be null and void and the broker will have to purchase the stock, says Jamie Selway, managing director at White Cap Trading.

    FORBES: Magazine Article

  • The creditor says McLaughlin tried to pay off a debt with common stock in his company, even recommending a Boca Raton, Fla. broker, since sanctioned for penny-stock scams, who could supposedly sell the shares on the open market.

    FORBES: Sleeping Cops At SEC Give Bio Willie Operator A Pass

  • For decades, every customer, large or small, had a personal broker providing everything from stock tips to retirement planning.

    ECONOMIST: An heir-apparent chosen

  • Martin Weiner of Comstock Partners correctly anticipated that a sagging market would dent enthusiasm for stock trading, as he picked broker Charles Schwab, which fell 57%.

    FORBES: Pick One Stock

  • But his broker had sometimes recommended preferred stock, and if my client thought it sounded safe, he would agree to buy it.

    FORBES: Magazine Article

  • The Financial Industry Regulatory Authority, which oversees broker-dealers along with the stock exchanges, sent a warning to member companies last week.

    FORBES: Get Shorty

  • Right now, a taxpayer who tells a broker to sell shares in a stock often doesn't specify which lot to draw from.

    WSJ: Calculating Cost Basis to Get Easier

  • These securities trade on U.S. markets and you can buy and sell them directly from your broker as you would any other stock.

    FORBES: Magazine Article

  • If Lewis was one of those, he was perhaps egged on by a hypothetical projection from the broker that assumed Microsoft's stock price would rise 25% a year for the next nine years.

    FORBES: Out of Options

  • Last month, on the Monday after Bear Stearns' collapse, the SEC proposed a new "naked short-selling anti-fraud rule" that is supposed to rein in manipulative trading by preventing short-sellers from misrepresenting to a broker that they have properly located stock to borrow to sell short.

    FORBES: Magazine Article

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