The problem was the brokerage firm I worked for wanted nothing to do with low-fee investing.
The brokerage firm also said that Wynn likely gained market share in Las Vegas.
Anonymity makes it harder to lay blame on the brokerage firm, which actually sold the shares.
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It's listed on my portfolio with the brokerage firm as something that is part of our portfolio.
Not long after leaving Harvard, he landed at Shearson Hayden Stone, the brokerage firm run by Sanford Weill.
The brokerage firm reserved a hearing room in a House office building for briefings by several lawmakers and aides.
Mixed reports over Korea Development Bank's interest in Lehman has led the brokerage firm to fall further into the economic abyss.
He rose to oversee the brokerage firm's trading, sales and information systems.
Ya got yer unhappy camper of a customer blaming the brokerage firm for what appears to have been a trade(s) gone sour.
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"It's always wise to take the message of the market seriously, " says Hugh Johnson, chief investment strategist at the brokerage firm First Albany.
At the time of this writing, the security team at the brokerage firm had not released a notice to its employees of the problem.
In fact, many of the entities created by Thornwater and Sky Capital fed money to run the brokerage firm through loans that were never repaid.
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After the insurance carriers quote their terms and conditions for those risks, the brokerage firm selects and recommends the best proposal to the production company.
The brokerage firm Joseph uses, Mirus Futures, uses a trading platform that also houses servers in data centers and makes those available to retail traders.
The brokerage firm will qualify him as a real estate professional.
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Getco already owns 23.8% of Knight shares which it bought this summer as part of a group effort to save the brokerage firm after a costly trading error.
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The brokerage firm CLSA said that November marked the first month in which weakness in overseas demand was truly felt, compounding what previously had been mainly a domestic slowdown.
The rule, while still being hammered out, is getting some more support recently amid turmoil at MF Global, the brokerage firm that went belly up in a matter of days.
"The cleanest thing to do is to sell the stock back to the brokerage firm or to a third party, " says Gregory Pinto, a financial planner with Bay State Financial in Boston.
While Fidelity has had little official word outside of its filings, most expect the company to take a similar approach to Charles Schwab when the brokerage firm entered the ETF market in 2009.
William Wood, a Sears, Roebuck retiree from Rhode Island, met with Merrill Lynch to establish an IRA. He delivered a distribution check to the brokerage firm with instructions to deposit it into the new account.
Chief Executive Richard Handler will remain CEO of the brokerage firm and add the same role at Leucadia to his title, while executive committee chairman Brian Friedman will maintain that role and become president of Leucadia.
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They say Toronto Dominion Bank, which owns a 40% stake in the brokerage firm and holds five of TD Ameritrade's board seats, has a conflict of interest in any merger situation and might serve to block any deals.
Investors who cannot communicate in English should make arrangements to have someone that they trust and who is competent to translate financial documents, timely review all communications from the brokerage firm: trade confirmations, monthly statements, notices, letters, etc.
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As such, the Respondents may have taken the position that Medical Capital perpetrated a fraud on the market as a whole, and that the brokerage firm and its registered person were similarly duped by the falsehoods and misrepresentations.
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The rumor winds have been swirling around Bear Stearns, and the name of none other than business icon Warren Buffett has surfaced as a potential contender to pick up as much as a 20% stake in the brokerage firm.
Federal regulators have discovered that hundreds of millions of dollars in customer money has gone missing from MF Global in recent days, prompting an investigation into the brokerage firm, which is run by Jon S. Corzine, the former New Jersey governor, several people briefed on the matter said on Monday.
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With over 18, 000 brokers Morgan Stanley Smith Barney is the largest brokerage firm in the country.
As an owner of a small regional brokerage firm I can report from the front lines that a primary driver of the demise of the local brokerage firm is a lack of economies of scale to remain competitive.
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