Mr Caracappa was a former member ofthe New York Police Department's organised crime homicide unit, while Mr Eppolito - son of Gambino footsoldier Ralph "Fat the Gangster" - co-authored the 1992 book Mafia Cop: TheStoryof an Honest Cop Whose Family Was the Mob.
In conjunction with thestory we will be hosting a conversation about whether or not FINRA is the right cop for the immense job of policing our investment securities business.