美国证券交易委员会已经将各种诈骗指控归档，并正开始展开调查。
The SEC has filed fraud charges and is launching an investigation.
美国并没有如此，但是证券交易委员会的新规定要求要求公司(如果有的话)公布起其在公司高层多样化中所做出的行动。
America is not, but new rules from the Securities and Exchange Commission will require firms to reveal what, if anything, they are doing to increase diversity at the top table.
要求对冲基金必须在美国证券交易委员会注册登记，并定期披露财务信息。
A requirement for hedge funds to register with the securities and exchange commission and to disclose financial information.
基于可能以散户投资者为代价，而利于华尔街内部人员的理由，美国证券交易委员会正对此展开调查。
The Securities and Exchange Commission is looking into the practice, on the grounds that it may favour Wall Street insiders at the expense of retail investors.
美国最主要的市场监督机构，证券交易委员会，这些天来日子不太好过。它备受责难，有人批评它的举措过于强硬，同时又有人说它不够强硬。
THESE are trying times for America's chief markets watchdog, the Securities and Exchange Commission (SEC), which is being blamed for acting too tough and not tough enough both at the same time.
一些人把愤怒投向了美国的金融监管机构——证券交易委员会，它未能发现此次诈骗案。
Some have directed their fury at the securities and exchange commission, the US financial watchdog, which failed to spot the fraud.
他们一系列不正确的商业决策及一些可疑的账目导致美国联邦证券交易委员会开始调查利文古德。
There was a litany of bad business decisions, and some questionable accounting led to Livengood being investigated by America's federal securities and exchange commission.
美国证券交易委员会称高盛由于没有给予足够的信息误导了两家客户。
The Securities and Exchange Commission says Goldman misled two clients by failing to give adequate disclosure.
他们年复一年地到处游说为自己辩护，尽管如此，根据甫予施行的美国证券交易委员会(SEC)新条例的要求，他们现在须将一切收入公之于众。
In spite of years of defensive lobbying, they are having to reveal all under new Securities and Exchange Commission (SEC) rules that have just begun to take effect.
首先，美国证券交易委员会(SEC)擅长处理艰难困苦的事情，制定了很多“强制执行的事项”。
First, the Securities and Exchange Commission (SEC) is good at the tough stuff, bringing plenty of "enforcement actions".
国际商用电机公司(IBM)已经同意了由美国证券交易委员会(SEC)提出的贿赂事件的解决方案。
International Business Machines (IBM) has agreed to a settlement in a bribery case filed by the Security and Exchange Commission (SEC).
同时，证券交易委员会承诺会大力追究美国银行的责任，因为它错误引导了股东们对美林银行行政人员奖金收益的看法。
Meanwhile, the Securities and Exchange Commission promised to "vigorously pursue" its case against BofA for allegedly misleading shareholders about bonuses paid to Merrill Lynch executives.
由于上个月美国证券交易委员会匆匆颁布的新制度，高层薪水今年有望减少。
Yet there are hopes that excessive salaries will wither this year, thanks to new rules rushed into force last month by America's Securities and Exchange Commission.
另外，业务规范监管局将负责投资人的保护，并且将履行目前由美国证券交易委员会(SEC)履行的许多职能。
Also, a Conduct of Business Regulator would be responsible for investor protection. This agency would perform many duties currently done by the Securities and Exchange Commission.
但是，上交给美国证券交易委员会的申请文件则详细说明了Kayak对IPO的估值。
But, the registration statement filed with the Securities and Exchange Commission does detail what Kayak deems is its valuation.
美国证券交易委员会(SEC)也引入过类似的禁令，尽管在实施数周后将其废除。
In America the Securities and Exchange Commission brought in a similar prohibition, though it was scrapped after a few weeks.
自从十月以来，Prosper由于在美国证券交易委员会的注册检验，其一直处于暂停的状态。
Since October, Prosper has been dormant as it goes through registration with America's Securities and Exchange Commission.
在递交美国证券交易委员会的声明中，通用没有明示待发行股票的具体数量和价格区间。
In a statement filed with the Securities and Exchange Commission, GM did not specify the number of shares or the price range it will be offering. See article.
美国证券交易委员会――被报道正介入MovieGallery案件中――称对冲基金的内部交易处于其“重点关注中。”
America's Securities and Exchange Commission—which is reported to be looking into the Movie Gallery case—describes insider trading by hedge funds as being “of significant concern”.
以下是美国证券交易委员会周二公布的前十大公开市场内部收购名单，以美元价值计算。
Below are lists of the top 10 open-market insider purchases and sales filed at the Securities and Exchange Commission Tuesday as ranked by dollar value.
Carl曾为美国证券交易委员会构建数据库并将之放在网上。
He was responsible for making the databases of America's Securities and Exchange Commission available on the web in the early 1990s.
美国证券交易委员会执行部门负责人罗伯特•库赞尼(RobertKhuzami)说，早在2009年的时候，那家伙就参与了内幕交易。
That is how Robert Khuzami, director of enforcement at the Securities and Exchange Commission (SEC), described the hedge-fund Titan in October 2009 when he was arrested for insider trading.
今年晚些时候，美国将开始要求基金在证券交易委员会(SEC)登记并向监管人员透露所持有的部分股份。
Later this year, America will start to require funds to register with the SEC and disclose some of their holdings to regulators.
上周证券交易委员会推出了针对单个股票，名为“断路器”的新制度：一旦市场出现异动，美国证交会可以短暂停止主要股票的交易。
Under a new system of "circuit breakers" for individual stocks put in last month by the SEC, U.S. stock exchanges must briefly halt trading of major stocks that mark big swings.
但是就在今年的五月，谷歌却发布了一份文件指出谷歌正在与美国联邦证券交易委员会达成共识，他们将预留500万美元来解决这个与美国司法部可能产生的案件。
But in early May, Google filed a notice with the Securities and Exchange Commission saying it was setting aside $500 million to potentially resolve a case with the Department of Justice.
接下来谁会买进或卖出股票？请密切关注美国证券交易委员会的文件。
Keep your eyes on the SEC filings to see who will be buying or selling next.
美国证券交易委员会的人会来问，你们的CEO知道些什么，他什么时候知道的，请出示他5年前发的邮件，这时没有的话就比较麻烦。
And the SECs are coming in and saying what did your CEO know and when did he know it produce all of the e-mails he sent 5 years ago and you'd better have them.
这是一个帮助财务顾问和客户保持联络的社交网络服务，但同时遵守美国证券交易委员会(sec)、金融业管理局(FINRA)和金融服务局(FSA)的法规。
It's a social network that helps financial advisors keep in contact with clients - but is also in compliance with the rules from the SEC, FINRA and FSA.
美国证券交易委员会和财产接管人仍在继续努力追回这位金融家的剩余财富。
The SEC and official receiver are continuing to try to reclaim what remains of the financier's wealth.
这些解决方案将提交证券交易委员会和美国地方法院批准。
Any such settlements would be subject to approval by the SEC and a U.S. District Court.
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