The presence of this additional risk leads to the consideration of guaranty funds.
认为是保障基金制度引发了股东的“道德风险”是不妥当的。
To fail to draw and deposit guaranty funds or use guaranty funds in violation of the regulations;
未按照规定提存保证金或者违反规定动用保证金的;
Neither a securities company nor a settlement company shall provide guaranty to others with clients' transaction settlement funds or settlement cover.
证券公司和结算公司不得以客户交易结算资金、清算备付金为他人提供担保。
Neither a securities company nor a settlement company shall provide guaranty to others with clients' transaction settlement funds or settlement cover.
证券公司和结算公司不得以客户交易结算资金、清算备付金为他人提供担保。
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