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The Securities and Exchange Commission, from the beginning, had it as its mission to make financial markets work properly; that is a wonderful story.
从成立那天起,证券交易委员会,就肩负着确保金融市场良好运作的使命,这是个利民的机构
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They want to merge the Securities and Exchange Commission and the Commodity Futures Trading Commission.
他们还想要合并证券交易委员会,和期货商品交易委员会。
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So, he was going after himself, finding out all the companies that were backdating options, trying to beat the SEC and the regulatory authorities to the conclusion.
所以他自己一路研究下去,找出了所有用倒签期权欺诈的公司,然后试图用这个结论,与证券交易委员会和监管机构抗衡
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The Securities and Exchange Commission is the principal government regulator for securities.
证券交易委员会是,政府对证券的主要监管机构。
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There has been, over the years a lot of turf battles between the SEC and the CFTC because it's sometimes unclear whether something is a security or a futures.
历年来,证券交易委员会和期货交易委员会的领域战争层出不穷,因为有时候很难说,一个东西究竟是证券还是期货。
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There was a hostile attitude between business and the original SEC.
早期的证券交易委员会与商界,势不两立
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The SEC was very controversial at first because it was seen as interfering with business and the U.S. Has been built on principles of individual freedom; this seemed like unnecessary government intrusion.
起初,证券交易委员会引起了许多争议,因为人们认为它会干扰商业运作,个人自由是美国的立国之本,政府的干预似乎并非必要
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Basically, what it did was it made it feel that people wouldn't get cheated; the SEC was a strong regulator and it really did restore confidence in the financial markets in this country.
证券交易委员会的辛勤付出,使人们感到不会受骗,证券交易委员会是一个强大的监管机构,它也重塑了,这个国家对金融市场的信心
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In 2006--I mentioned this before -in 2006, the SEC proposed raising the definition to make it harder to be an accredited investor, but they haven't done that yet; so, it remains at one million dollars to do it.
我之前讲过,2006年美国证券交易委员会曾提议,抬高可信投资者的门槛,但他们仍未付诸实施,所以现在的门槛仍为一百万美元
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The definition is in Regulation D, which defines an accredited investor.
这是条例D里,条例D,美国证券交易委员会制定的一部法规 对可信投资者作出的定义
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