• So, if you're a small college with only $20 million in a portfolio you don't come across as a qualified purchaser.

    因此,如果是一个,只有2000万资产组合的小学院,是不能通过合格购买者的审核程序的

    耶鲁公开课 - 金融市场课程节选

  • They have to be preapproved by the state before they can actually be published.

    他们必须先得到政府的预先审核,之后才能出版。

    耶鲁公开课 - 弥尔顿课程节选

  • You could not sell a security without giving a prospectus to the potential buyers and the prospectus would be something approved by the SEC.

    没有招股说明书就不可以,出售证券给潜在买家,而且招股书需要通过证交会审核

    耶鲁公开课 - 金融市场课程节选

  • So what he did was go to professors who were just before either getting the tenure decision: so either they were going to get the tenure or not.

    他所做的是去访问,接受终身职位审核前的教授:,他们要么得到要么得不到。

    哈佛公开课 - 幸福课课程节选

  • Public securities are securities that the SEC will accept as suitable for the general public and private securities are securities that have not been vetted by the SEC for the general public.

    公共券商是指那些经证交会审核通过,适于面向大众经营证券买卖的证券公司,而私募券商是指那些未经,证交会审查,面向大众的证券公司

    耶鲁公开课 - 金融市场课程节选

  • This is something that I believe in -not everyone believes in this -but the general principle has been now -ever since the 1930s -that the general public is not allowed to invest in things that are not properly documented.

    我信任这些条例...,然而并非所有人都信任...,自30年代以来...,普遍的原则就是...,大众不得投资那些,未经过审核的投资事务

    耶鲁公开课 - 金融市场课程节选

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