The Securities Commission chastised the firm but imposed no fine.
证券委员会责备了该公司但没有课以罚款。
Both sides presented closing arguments this week in the securities fraud trial of Charles Keating.
双方于本周提交了对查尔斯·基丁债券欺诈案的结辩陈词。
Chapter X. The Securities Regulatory body.
第十章证券监督管理机构。
A spokesman for the Securities and Exchange Commission declined to comment.
证券交易委员会的一名发言人拒绝发表评论。
Nor can some officials of the Securities and Exchange Commission, it seems.
看起来，一些证券交易委员会的工作人员也不能。
The Securities and Exchange Commission also is exploring the matter, he said.
他说，美国证券交易委员会(Securities and Exchange Commission)也在探讨这个问题。
The securities can be converted at will by a bank to raise its core capital levels.
银行可以在任何时候转换这些证券以提高核心资本水平。
The key to understanding what the Fed does is understanding the securities it buys.
要想理解美联储的所作所为，关键是要弄懂美联储买进的证券。
When he makes a purchase, his intention is to hold the securities indefinitely.
他买了之后就是打算无限期地持有。
After numerous tips the Securities and Exchange Commission (SEC) investigated him.
证券与交易委员会(SEC)在得到很多秘密消息后调查过他。
The announcement came today in an 8-k report to the Securities and Exchange Commission.
今天宣布，在向证券交易委员会的8 - K报告。
The securities markets are important national assets that must be preserved and strengthened.
证券市场是重要的国家资产，必须予以保护和加强。
The Securities and Exchange Commission is struggling to find the punishment to fit the crime.
证券交易委员会正力图找到合适的刑罚定罪。
But others, such as the securities arms of the Banks, get deals because of their more powerful parents.
而别的一些机构，如银行的证券部门，则依靠其更为强大的母公司来赢得业务。
The securities suits will proceed separately from the product liability and other claims sent to New Orleans.
这些证券诉讼将与交送到新奥尔良的产品责任诉讼和其他诉讼分开进行审理。
If commercial Banks were to be protected, they should not be allowed to gamble in the securities markets.
如果商业银行要得到保护，那就不允许他们在证券市场厮混。
The Securities and Exchange Commission says Goldman misled two clients by failing to give adequate disclosure.
美国证券交易委员会称高盛由于没有给予足够的信息误导了两家客户。
Now, the securities and investment industry is pouring money into both Mr. Obama’s and Mrs. Clinton’s coffers.
现在证券公司和投行都又在往奥巴马和希拉里的小金库里倒钱。
The Securities and Exchange Commission (SEC), which must draft the small print, has been swamped with objections.
必须起草附属细则的证券交易委员会(SEC)受到了极大的反对。
The Securities and Exchange Commission (SEC), which must draft the small print, has been swamped with objections.
必须起草附属细则的证券交易委员会(SEC)受到了极大的反对。
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