The Securities Commission chastised the firm but imposed no fine.
证券委员会责备了该公司但没有课以罚款。
"There seems to be a predominance of short-term thinking at the expense of long-term investing," said Commissioner Daniel Gallagher of the US Securities and Exchange Commission in a speech this week.
本周，美国证交会委员丹尼尔·加拉格尔在一次演讲中表示：“短线思维似乎已占据主导地位 ，其代价是长期投资受损。”
A spokesman for the Securities and Exchange Commission declined to comment.
证券交易委员会的一名发言人拒绝发表评论。
The Securities and Exchange Commission (SEC) frets that looser rules will let key derivative traders, such as hedge funds, off the hook.
证券交易委员会（简称证交会）担心太宽松的条款可能会让像对冲基金这样的主要衍生物的交易者漏网。
Nor can some officials of the Securities and Exchange Commission, it seems.
看起来，一些证券交易委员会的工作人员也不能。
The Securities and Exchange Commission (SEC) has intervened in the epic struggle between financial companies and the hedge funds that are short-selling their shares.
证券与交易委员会（SEC）已经插手干涉金融企业和卖空他们股票的对冲基金之间的大规模的斗争。
America is not, but new rules from the Securities and Exchange Commission will require firms to reveal what, if anything, they are doing to increase diversity at the top table.
美国并没有如此，但是证券交易委员会的新规定要求要求公司(如果有的话)公布起其在公司高层多样化中所做出的行动。
The Securities and Exchange Commission is struggling to find the punishment to fit the crime.
证券交易委员会正力图找到合适的刑罚定罪。
The deal went ahead when the Securities and Exchange Commission temporarily suspended the requirement that deal documents include such ratings.
发行计划提出之时，证券和交易委员会暂停了发行债券的评级要求。
The Securities and Exchange Commission also is exploring the matter, he said.
他说，美国证券交易委员会(Securities and Exchange Commission)也在探讨这个问题。
Hundreds more are awaiting approval from the Securities and Exchange Commission (which, worryingly, cannot provide a precise number).
还有几百支在等待着联邦证券交易委员会的批准。(令人担忧的是，委员会并不能提供准确数字。)
The Securities and Exchange Commission is looking into the practice, on the grounds that it may favour Wall Street insiders at the expense of retail investors.
基于可能以散户投资者为代价，而利于华尔街内部人员的理由，美国证券交易委员会正对此展开调查。
Some have directed their fury at the securities and exchange commission, the US financial watchdog, which failed to spot the fraud.
一些人把愤怒投向了美国的金融监管机构——证券交易委员会，它未能发现此次诈骗案。
A requirement for hedge funds to register with the securities and exchange commission and to disclose financial information.
要求对冲基金必须在美国证券交易委员会注册登记，并定期披露财务信息。
The first, about trends in small manufacturers' profits, was based on a brand-new statistical series from the Federal Trade Commission and the Securities and Exchange Commission.
刚开始的时候，我先根据联邦商务委员会和证券交易委员会的系列统计数据，写些关于小制造商赢利趋势的文章。
A spokesman for the Securities and Exchange Commission said the fraud was of shocking magnitude and that has spread around the world.
发言人表示，证券交易委员会表示，欺诈是令人震惊的程度，并已传播到世界各地。
It would have been down to the Securities and Exchange Commission(SEC) to judge, after the placement’s completion, whether it complied with therules.
在募股完成之后，高盛是否遵守了规则，其所作所为将会由证券交易委员会来评判。
THESE are trying times for America's chief markets watchdog, the Securities and Exchange Commission (SEC), which is being blamed for acting too tough and not tough enough both at the same time.
美国最主要的市场监督机构，证券交易委员会，这些天来日子不太好过。它备受责难，有人批评它的举措过于强硬，同时又有人说它不够强硬。
After numerous tips the Securities and Exchange Commission (SEC) investigated him.
证券与交易委员会(SEC)在得到很多秘密消息后调查过他。
But in early May, Google filed a notice with the Securities and Exchange Commission saying it was setting aside $500 million to potentially resolve a case with the Department of Justice.
但是就在今年的五月，谷歌却发布了一份文件指出谷歌正在与美国联邦证券交易委员会达成共识，他们将预留500万美元来解决这个与美国司法部可能产生的案件。
The Securities and Exchange Commission says Goldman misled two clients by failing to give adequate disclosure.
美国证券交易委员会称高盛由于没有给予足够的信息误导了两家客户。
It would have been down to the Securities and Exchange Commission (SEC) to judge, after the placement's completion, whether it complied with the rules.
股权分置一结束，它就得交由证券交易委员会来仲裁，看它是否符合相关法律规定。
Other USES of spam have triggered investigations from the Securities and Exchange Commission as people send out e-mails claiming that certain penny stocks will shoot up.
有些垃圾邮件邮件招来了证券及交易委员会的调查，因为有人发邮件声称某只垃圾股价格将暴涨。
First, the Securities and Exchange Commission (SEC) is good at the tough stuff, bringing plenty of "enforcement actions".
首先，美国证券交易委员会(SEC)擅长处理艰难困苦的事情，制定了很多“强制执行的事项”。
A settlement between BofA and the Securities and Exchange Commission over the bank's alleged failure to disclose bonuses at Merrill was recently rejected by a judge.
最近法院驳回了美洲银行与证券交易管理委员会达成的有关其涉嫌未披露美林银行奖金问题的协议。
Meanwhile, the Securities and Exchange Commission promised to "vigorously pursue" its case against BofA for allegedly misleading shareholders about bonuses paid to Merrill Lynch executives.
同时，证券交易委员会承诺会大力追究美国银行的责任，因为它错误引导了股东们对美林银行行政人员奖金收益的看法。
The Securities and Exchange Commission (SEC), which must draft the small print, has been swamped with objections.
必须起草附属细则的证券交易委员会(SEC)受到了极大的反对。
An internal inquiry by the Securities and Exchange Commission into its failure to spot what he was up to is due to report its findings in a few weeks.
针对证券交易委员会为何没能发觉这次欺骗案的一项内部调查结果，将在数周之后公布。
An internal inquiry by the Securities and Exchange Commission into its failure to spot what he was up to is due to report its findings in a few weeks.
针对证券交易委员会为何没能发觉这次欺骗案的一项内部调查结果，将在数周之后公布。
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