Securities companies shall not operate securities or other types of business beyond the approved scope of business.
证券公司不得超出核定的业务范围经营证券业务和其他业务。
Securities companies shall use their own funds or funds raised in accordance with the law when operating proprietary business.
证券公司的自营业务必须使用自有资金和依法筹集的资金。
Yet both companies expanded their exposure to riskier loans, both through their traditional guarantee business and through the purchase of mortgage-backed securities.
可是“两房”通过传统的担保业务及购买抵押贷款支持的证券扩大了它们的高风险贷款敞口。
Article 139.when operating brokerage business, securities companies shall prepare uniform certificates of authorization for securities transaction for use by the clients.
第一百三十九条证券公司办理经纪业务，应当置备统一制定的证券买卖委托书，供委托人使用。
Securities companies shall not lend the accounts of their proprietary business to others.
证券公司不得将其自营帐户借给他人使用。
After four years, the business department of the market share of more than the industry average market share of business department, is a national securities brokerage companies.
历经四年，营业部的市场占有率已经超过全行业平均营业部市场占有率，是一家全国性的经纪类证券公司。
However, we should note that securities companies are operative business in the framework of modern enterprises, hence the corporate governance of its own can not be ignored either.
但是我们必须注意到，证券公司也应是现代公司组织框架下的经营性企业，其自身的治理结构问题同样不能忽视。
The comprehensive security company"s amount has occupied half part of our security companies, and it"s business income has occupied the main place of securities business .
而综合类证券公司在数量上已经占据了全国证券公司的半壁江山，在业务收入上占据了整个证券行业的主导地位。
Related party guarantee problem of listed companies has a great impact on actual legislations of our country, and arouses attention from securities business and listed companies.
上市公司关联担保问题给我国现行法律带来极大的冲击，已经成为证券市场和上市公司不可轻视的问题。
CB, as a new financial tool in China after stocks and common bonds of companies, have become a crucial part of securities business and are playing an increasing important role.
可转债作为我国继股票、一般公司债券之后的又一新的金融工具，已成为证券市场的重要组成部分，发挥着越来越重要的作用。
Article 137: business on the own account of securities companies must be conducted in their own names. Such business may not be conducted in the name of another or in the name of an individual.
第一百三十七条证券公司的自营业务必须以自己的名义进行，不得假借他人名义或者以个人名义进行。
Article130. Brokerage? Type securities companies are allowed to operate brokerage business only.
第一百三十条经纪类证券公司只允许专门从事证券经纪业务。
In recent years, broking business has contributed to more than sixty percent profit of securities companies.
近两年来，经纪业务贡献了我国证券行业利润的六成以上。
Article 3 The temporary license for business relating to banking, securities and insurance companies shall be valid for one year.
第三条银行证券保险业务临时许可证有效期为一年。
Other Securities companies and trust and investment corporations without License of foreign exchange business are not allowed to conduct B-share broker business and other foreign exchange businesses.
其他没有经营外汇业务许可证的证券经营机构，均不得从事包括B股经纪业务在内的各项外汇业务。
According to securities companies and the professional comprehensive, regional and headquarters is divided into two regional business department.
根据证券公司的专业性与综合性，分为总部区域和营业部两个区域。
According to securities companies and the professional comprehensive, regional and headquarters is divided into two regional business department.
根据证券公司的专业性与综合性，分为总部区域和营业部两个区域。
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