Securities Company; Comprehensive Management; Regulatory.
证券公司；综合治理；监管。
The classification of the securities company have brokage rivalship much more.
对券商的分类使经纪业务的竞争进一步加剧。
A securities company shall not let others use its accounts for proprietary account transactions.
证券公司不得将其自营账户借给他人使用。
A securities company in Chongqing abolished "Spring Outing" activities to prevent office romances.
重庆一家证券公司为防止员工产生办公室恋情，取消集体春游。
Article 199. When a securities company violates the regulations of this law and does securities? Related.
第一百九十九条证券公司违反本法规定，超出业务许可范围经营证券业务的，责令改正，没收违法所得，并处以违法所得一倍以上五倍以下的罚款。
How to meet the challenge and improve the ability, we have improved the securities company supervision.
如何应对挑战，提高竞争实力，完善证券公司监管措施成为券商面临的首要问题。
Article 33 a securities company shall strengthen the management of the securities accounts of the staff.
第三十三条证券公司应当加强工作人员证券账户管理。
A securities company shall determine the scope for the publication of the restricted list based on its need.
证券公司应当根据需要确定限制名单的发布范围。
The securities company shall not commence its securities business without obtaining a securities business permit.
未取得经营证券业务许可证，证券公司不得经营证券业务。
VIII. The funds in a self-run capital account opened by a securities company at the bank may be frozen and deducted.
证券公司在银行开立的自营资金账户内的资金可以冻结、扣划。
It is of important meaning to build the securities e-commerce platform well and develop the business for every securities company.
因此，建好证券电子商务平台并开展业务具有重要的意义。
The definition of securities company in China as the body of investment bank is very important for us to learn from developed countries.
我国投资银行的机构载体就是证券公司，明确投资银行的机构载体对于我国借鉴西方发达国家一些好的作法有着十分重要的现实意义。
The second part analyzed the theoretical and practical significances of carrying out non-bankruptcy relief for crisis Securities Company.
第二部分论述对危机证券公司进行非破产救济的理论意义和现实意义。
Article 144 a securities company shall not undertake in any manner to secure gains or make up losses to its clients of securities trading.
第一百四十四条证券公司不得以任何方式对客户证券买卖的收益或者赔偿证券买卖的损失作出承诺。
Article 23. The following shall be included in the underwriting or sole agency agreement signed between a securities company and a stock issuer.
第二十三条证券公司承销证券，应当同发行人签订代销或者包销协议，载明下列事项。
Article 166 to entrust a securities company with the processing of securities trading, an investor shall apply for opening a securities account.
第一百六十六条投资者委托证券公司进行证券交易，应当申请开立证券账户。
The securities depository & clearing institution or the securities company shall give written inquiry results and affix its special seal thereon.
证券登记结算机构或者证券公司应当出具书面查询结果并加盖业务专用章。
The securities company withdrawing from the market is an essential and effective way to ensure securities market standard and its steady function.
证券公司退出市场是促进我国证券市场规范、稳健运行的必要途径和有效手段。
The agiotage is the negotiable securities company's come income originates, is negotiable securities company one of four big main business services.
证券经纪业务是证券公司的主要收入来源，是证券公司四大主营业务之一。
Neither a securities company nor a settlement company shall provide guaranty to others with clients' transaction settlement funds or settlement cover.
证券公司和结算公司不得以客户交易结算资金、清算备付金为他人提供担保。
The concentrated trade of the securities company is a kind of according to the information technique and modern network of all new mode of supervision.
证券公司的集中交易是一种基于信息技术和现代网络的全新的管理模式。
Without the permit for operating securities business, neither the securities company nor its domestic branch institutions may operate securities business.
未取得经营证券业务许可证，证券公司及其境内分支机构不得经营证券业务。
Without the permit for operating securities business, neither the securities company nor its domestic branch institutions may operate securities business.
未取得经营证券业务许可证，证券公司及其境内分支机构不得经营证券业务。
应用推荐