控制股东违反诚信义务的行为主要是控制权转让和利益冲突交易。
Violation of fiduciary duty mainly exists in equity transfer and conflict transaction.
无论这是否构成内部交易,这都是一个令人震惊的道德疏失,存在明显的利益冲突,而且违背了索科尔对雇主保持忠诚的职责。
Whether or not this constitutes insider trading, it is a shocking ethical lapse, a blatant conflict of interest and a breach of Mr. Sokol's duty of loyalty to his employer.
盖蒂的受托人认定房子贷款有利益冲突,并在特鲁厄因他们知悉并认可的交易而受审时迫使其离职。
The Getty's trustees decided the house loan was a conflict of interest and forced out Ms True while she was on trial for transactions they had known about and approved.
但这增加了银行交易与客户利益冲突的几率。
But it creates the opportunity for Banks to trade against their clients' interests.
但他也毫不犹豫地指出,自己不会从事任何自营交易,或进入其他可能导致利益冲突的业务领域。
But he is quick to point out that he will not do any proprietary trading or expand into other fields that could lead to conflicts of interest.
巴克莱也表示,一些顾客将不会同属于投资银行的资产管理公司进行交易,因为监管限制或者对利益冲突的担忧。
Barclays also says that some clients will not deal with asset-management firms that are part of investment Banks, because of regulatory restrictions or concerns about conflicts of interest.
在某些情况下,我方可能会决定不再继续进行引起利益冲突的交易。
In some cases we may decide not to proceed with a transaction which has given rise to a conflict of interest.
它是利益冲突最激烈的交易。
基金管理人和经理人的利益冲突、内幕交易、道德风险、声誉缺失、激励缺陷严重影响着基金平稳运行;
The conducts of fund managers affecting incentive fund smooth operation in conflicts of interest, insider trading, and the risk of moral hazard, reputation deficiencies, motivating errors.
客户应在决定哪些执行模式类型最适合他们时考虑各个因素(如直接利益冲突,交易方式或策略等)。
Customers should consider many factors when deciding which execution type best suits th eir needs (e. g. conflict of interest, trading style or strategy, etc).
董事利益冲突的交易,在普通法国家属于董事忠实义务规制的范畴。
The directors' conflict of interests belongs to the scope of the directors' duty of loyalty in Anglo-American law system.
第一条为指导证券公司建立健全信息隔离墙制度防范内幕交易和管理利益冲突制定本指引。
Article 1 These Guidelines are formulated to guide securities companies to establish sound information screening wall systems and prevent insider dealing and manage conflicts of interest.
专家有利益冲突。共同基金,保值基金及经纪人想留住你的目的是为了提取交易费用。
The "experts" have conflicts of interest. Mutual funds, hedge funds and brokerages want to keep you at the table so that they can continue to earn fees from your nest egg.
专家有利益冲突。共同基金,保值基金及经纪人想留住你的目的是为了提取交易费用。
The "experts" have conflicts of interest. Mutual funds, hedge funds and brokerages want to keep you at the table so that they can continue to earn fees from your nest egg.
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