对于证券公司的违法违规行为，合规总监已经按照规定履行制止和报告职责的，免除责任。
For violation of law and regulation by securites companies, if the compliance director has stopped and reported based on the prescription, legal responsibility will be exempted.
第二十一条证券公司应当建立违规举报制度，保障每一位工作人员都能够正常行使举报违法违规行为的权利。
Article 21 Securites companies shall establish report system for violation and ensure every employee enjoys normal right of reporting law and regulation violation behavior.
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