There was a litany of bad business decisions, and some questionable accounting led to Livengood being investigated by America's federal securities and exchange commission.

他们一系列不正确的商业决策及一些可疑的账目导致美国联邦证券交易委员会开始调查利文古德。

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Also, a Conduct of Business Regulator would be responsible for investor protection. This agency would perform many duties currently done by the Securities and Exchange Commission.

另外，业务规范监管局将负责投资人的保护，并且将履行目前由美国证券交易委员会(SEC)履行的许多职能。

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Shanghai Securities News messages, after CHINA BANKING REGULATORY COMMISSION (CBRC) clarified to tightly control the risk of real estate finance business, some Banks quickly made policy adjustments.

上证报消息，银监会明确严控房地产金融业务风险之后，部分银行迅速做出了政策调整。

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Only the U.S. Securities and Exchange Commission and a Harvard Business School professor, a member of the Squam Lake Group, were there to address lingering concerns.

FORBES: Framing the Money Market Mutual Fund Debate

The six defendants in the U.S. District Court for the Eastern District of New York had claimed that prosecutors withheld testimony from the U.S. Securities and Exchange Commission that would have shown the business information obtained from the squawk boxes loudspeakers connected to intercoms that broadcast information about trades was not confidential.

FORBES: 'Squawk Box' Defendants Denied Bid For New Trial

Mary Schapiro is leaving the Securities and Exchange Commission with a long list of unfinished business.

FORBES: After Schapiro, SEC Still Needs Swift Kick in the Pants