"Most egregious accounting fraud we have seen," and said the defendants "cooked the books, enriched themselves, preserved their jobs, and duped unsuspecting shareholders."

“大部分恶名昭彰的我们已经见到的会计欺骗，”而且说被告“烹调了被使富足他们自己，保护他们的工作，和无怀疑的股东的书。”

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Rather than an egregious consumer fraud, most of these OBA violations are little more than a financially beleaguered broker trying to earn a few extra bucks to pay off mounting bills.

FORBES: Broker's EIA Sales Earn FINRA Fine And Suspension

Rather than an egregious consumer fraud, many of these EIA and OBA violations are little more than a financially beleaguered broker trying to earn a few extra bucks to pay off mounting bills.

FORBES: Stockbroker Fined And Suspended For Equity Indexed Annuities Sales

On the other hand, as FINRA often admonishes, the truly egregious violations often involve consumer fraud and can impose crippling liability upon the unknowing employer firm.

FORBES: Stockbroker Fined And Suspended For Equity Indexed Annuities Sales