Members of the board of directors, members of the board of supervisors, managers, and employees of a securities company are not allowed to take up concurrent posts at other securities companies.

证券公司的董事、监事、经理和业务人员不得在其他证券公司中兼任职务。

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The corporate structure includes shareholders and shareholders' meeting, directors and the board of directors, the board of supervisors, managers and employees.

股东与股东大会、董事与董事会、监事会、经理和员工组成了公司治理结构。

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All Employees are obligated to immediately report observed violations of the Code and illegal or unethical behavior to supervisors or the Company's Audit Committee of the Board of Directors.

如发现任何违法、违反本规范或其它不道德行为，全体员工均有义务立即向其上级主管或董事会审计委员会报告。

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