Document of approval of the securities regulatory authority.

院证券管理部门的批准文件。

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Registration of the Prospectus by the Authority does not imply that the Securities and Futures Act, or any other legal or regulatory requirements, have been complied with.

本招股说明书在管理局的进行注册并不意味着已经遵守了《证券与期货法》的条款或其它法律法规的要求。

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To this end, the authors suggest that the securities regulatory authority to require the listed companies to disclose the company every month and change the structure of equity distribution.

为此，笔者建议证券监管机构要求上市公司每个月都披露公司股权分布结构和变化。

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"As you add scale, your incremental cost goes to zero, " says Robert Greifeld, 51, a former computer salesman who took over at Nasdaq in 2003 as it was being spun out of the old National Association of Securities Dealers, now the Financial Industry Regulatory Authority.

FORBES: About Robert Greifeld

Here are some tricks and traps to be alert to, courtesy of Gerri Walsh, vice president of investor education at the Financial Industry Regulatory Authority (Finra), the securities industry's self-regulatory body.

WSJ: Why You Should Read What Your Broker Sends You