The ban applies to any stock of a company that has an affiliated bank, thrift, insurance, broker or investment adviser.
The lawsuit also names the affiliated Chase Bank USA and Chase Bankcard Services Inc.
Several American banks have tried to do the same by giving bonuses to tellers who refer customers to the affiliated mortgage bank or mutual-fund firm.
It compares his responses with information obtained from protected repositories of personal data maintained by credit reporting companies affiliated with the bank, and it accesses this information in real time, making no permanent record of it at the bank.
Part of the lure: The prospect for lining up financing from Japanese government-affiliated lenders and private bank loans with state guarantees.
The privately offered fund was affiliated with the private bank and, as a result, the bank had a conflict of interest in recommending the investment to its wealthy clients.
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Prior to Sarbanes-Oxley, researchers at Cornell and Dartmouth universities found that analysts affiliated with the underwriting bank issued buy ratings to prop up dropping stocks, only to watch the stocks drop further after the buy rating was issued.
The affiliated banks of the joint lead arrangers, JPMorgan Chase Bank, N.
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And the plethora of agencies and affiliated organisations that deal with poverty - from the World Bank to the IMF to the World Trade Organisation - have had very different aims and objectives.
Since the 1980's, emerging market economies, like those of China and Russia, have become increasingly sophisticated in the way they finance their respective governments and affiliated companies -- transitioning from reliance on syndicated commercial bank loans and Western government funding vehicles to the private capital markets (i.e. the issuance of stocks and bonds).
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Towa Real Estate, a developer affiliated with the big Fujita construction firm, has asked Tokai Bank to do much the same.
"This company should never have been able to borrow a dime due to its list of affiliated transactions alone, " says Nathaniel Hudson, who tracks auto-sector junk bonds at Bank of America.
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