Third-Party Respondent Deutsche Bank Securities generally denied the allegations and asserted various affirmative defenses.
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Morgan, Bank of America Merrill Lynch and Deutsche Bank Securities as underwriters of the IPO.
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"No one else has Diversa's technology platform, " says Dennis Harp , an analyst at Deutsche Bank Securities.
Deutsche Bank Securities, Inc. and Deutsche Bank AG, Third Party Respondents (FINRA Arbitration 09-00878, January 31, 2013).
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Dennis Harp, an analyst at Deutsche Bank Securities, says that Genentech may even reverse the ruling on appeal.
Deutsche Bank Securities (DB), Citigroup (C), Barclays (BCS) and Credit Suisse (CS) are the joint book runners for the offering.
Deutsche Bank Securities, Citigroup Global Markets, Barclays Capital and Jefferies acted as financial advisors, and provided financing to CVC and LGP.
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Morgan Securities LLC, Deutsche Bank Securities Inc.
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Deutsche Bank Securities Inc. at Attn.
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The hiring of the Morgan Stanley group is "the strongest sign of our determination to continue investing in our U.S. securities platform, " said Thomas Gahan , Deutsche Bank's head of corporate and investment banking in the Americas and the head of its Deutsche Bank Securities division.
With visibility on two uncertain elements, and with the opportunity to exit its equity stake before year-end, the time is right for the Treasury to close out its AIG position in the offering to be conducted by Bank of America Merrill Lynch, Citigroup, Deutsche Bank Securities, Goldman Sachs Group and JPMorgan Chase.
Korea's Financial Services Commission confirmed that about 2.4tn won in sell orders from foreign investors were processed on that day, most of them through Deutsche Bank's local securities unit.
After stints at Credit Lyonnais Securities Asia and Deutsche Bank, Ulrich landed at J.
Several analysts downgraded the stock Thursday morning, including Deutsche Bank ( DB) and Wunderlich Securities, which both downgraded Cisco from buy to hold, and William Blair, which cut the rating from outperform to market perform.
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Unlike in the U.S., where the Glass-Steagall Act severely limits the ability of banks to engage in securities underwriting, European giants such as ABN Amro and Germany's Deutsche Bank can do everything from issue corporate bonds to sit on the board of directors.
Her natural targets other big banks with units that underwrote large amounts of subprime, Alt-A, or option ARM mortgage-backed securities during the housing boom include JPMorgan Chase , Royal Bank of Scotland , Wells Fargo , Deutsche Bank, Credit Suisse, Morgan Stanley , Citigroup , Goldman Sachs and Ally Financial.
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