There is no similar disclosure system in place for doctors or lawyers.
FORBES: Unpaid Credit Card Bills Result In Stockbroker's Disqualification
The federal securities laws establish a two-tier disclosure system.
These federal statutes, however, establish a two-tier disclosure system.
FORBES: No Freedom of Information When It Comes to Money Managers (November 1, 2000)
We have long been of the opinion that this two-tier system of disclosure is harmful to investors.
FORBES: No Freedom of Information When It Comes to Money Managers (November 1, 2000)
The world should welcome Europe's announcement to bring greater disclosure to its banking system, which provides further momentum for the G-20 work to bring all global institutions and markets within a more transparent regulatory system.
WSJ: Lawrence Summers and Timothy Geither: Our Agenda for the G-20
If possible, get a copy of a system's disclosure documents before meeting with someone from its sales team.
Disclosure documents also include a system's franchise agreement, which is an overview of the requirements of the relationship between the franchiser and franchisee.
At the end of July, the Fordham Institute launched an important new series to examine how to create healthy policy for the emergent and disruptive force of digital learning that is sweeping through our education system (full disclosure: Early on, I helped by brainstorming possible topics to explore).
FORBES: 'Quality Control in K-12 Digital Learning': A Stimulating, Quality Read
But a system that demands timely and accurate financial disclosure and doesn't interfere with price discovery will invariably prove more resilient over time than a system that does not make such demands.
This new disclosure initiative is the last, best chance for people to get back into the system.
Self-disclosure was strongly associated with increased activation in brain regions that form the mesolimbic dopamine system, including the nucleus accumbens and ventral tegmental area.
Generally, acts of self disclosure were accompanied by spurts of heightened activity in brain regions belonging to the meso-limbic dopamine system, which is associated with the sense of reward and satisfaction from food, money or sex.
In a meeting at the New York Fed Monday afternoon, 17 commercial and investment banks joined three fund managers (including the Chicago hedge fund Citadel Investment Group) and trade groups to talk about ways of providing better disclosure of the over-the-counter derivatives market, which is part of the so-called shadow banking system.
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