Watts Water also installed a Director of Legal Compliance at Watts Valve.
The challenges described above for the SCF transactional lawyer and other professionals advising clients on the intricacies of legal compliance are not inconsequential.
Such a system would be used to store data on HDDs that is almost never read, such as video surveillance or legal compliance data.
Examples of preventive conservation are: appropriate measures and actions for registration, storage, handling, packing and transportation, security, environmental management (light, humidity, pollution and pest control), emergency planning, education of staff, public awareness, legal compliance (source: ICOM-CC definition).
However, no parental notice and consent is required when an operator collects a persistent identifier for the sole purpose of supporting the website or online service's internal operations, such as contextual advertising, frequency capping, legal compliance, site analysis, and network communications.
The big banks have these huge, you know, legal and compliance offices and it doesn't really bother them, but the small banks, it hurts.
More than 1, 700 executives across 43 countries, including CFOs and heads of legal, compliance and internal audit, were surveyed for their views on fraud, bribery and corruption.
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Corporate legal and compliance professionals who are concerned that the bounty program will invariably substantially alter the way future investigations proceed will want to keep these considerations in mind.
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At this point, it is unlikely that Mr. Smith's complaints will be referred to Goldman's legal and compliance departments or to a group of top Goldman executives responsible for reviewing serious incidents or industry matters of concern.
While the legal, regulatory and compliance aspects of the soft dollar business have assumed greater prominence in recent years and the penalties for non-compliance by money managers can be severe, most soft dollar firms are not owned or managed by individuals with significantly-relevant legal, regulatory or compliance backgrounds.
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With added layers of regulatory oversight has come added involvement of legal professionals and compliance personnel.
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There may be other legal and regulatory compliance issues hiding in Berkshire Hathaway.
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People who must agree to a recommendation are those who must sign off on it before it can move forward executives with legal or regulatory compliance responsibilities, for instance.
Firms openly flout the prohibitions regarding audit partner compensation tied to business development and still struggle mightily with enforcement of legal and regulatory compliance activities such as independence and rules against insider trading.
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Basic legal and regulatory compliance issues start the minute you buy or rent a building, hire your first employee, borrow money from a bank, manufacture a product or deliver a service, and seek to deliver a return to investors.
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This enables companies to more easily search electronic data, particularly in cases involving compliance and legal issues.
Later I was Director of Compliance and Legal Counsel for Putnam Investments.
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As most Wall Street compliance and legal professionals tell registered persons, many of the seemingly idiotic rules are there for your protection.
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Warren will head compliance and legal for Top Tier.
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Some sneer that there are no legal sanctions for non-compliance.
Talk to the company's outside legal counsel on pending litigation and compliance exposure.
Getting the firm moving requires bringing key participants together legal, marketing, sales, compliance and IT to determine business objectives and then engage the workflow from there.
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Reporting lines have changed since February, as well, when the heads of legal, finance, FCPA and compliance began reporting to department heads for Asia and the U.S. They previously reported to Wal-Mart India chief Raj Jain.
Even with Sterling to hold your hand, you do not escape legal issues, administrative burdens and grantmaking compliance rules.
Naveh claims Kela only uses legal tactics and works with lawyers and compliance experts to protect both Kela and its clients.
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At this point, with the election too close to call, employers should be giving consideration to the likely impact of either candidate prevailing on day-to-day operations, compliance requirements, and potential legal exposure.
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The university has come under fire for what critics say is MIT's compliance with federal prosecutors in the legal case against Swartz.
Since mobile phone recording hits operations and policy, Compliant suggests that financial services firms create a project team with communication, compliance, human resources, and legal along with front office and back office operations people.
Sky had an office on Wall Street, a trading floor, Compliance office, board of directors, legal opinions, real employees, etc.
" This involved embedding the compliance unit within the firm's legal department, to "enable closer cooperation with the financial audit department.
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