同时,该行将于近期在行内“法律与合规部”设立首席合规官(Chief Compliance Officer),以加强合规建设,应付上市后将要面临海内外、银行内外的各项监管。
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在美国,这些规章制度主要有合规总监(chief compliance officer, CCO)制度、成文的合规政策和程序(written compliance policies and proc...
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以上来源于: WordNet
Mark Madoff is the firm's senior managing director and chief compliance officer.
马克·马多夫是这家公司的高级董事总经理兼首席合规长。
Article 2 a chief risk officer is a senior manager in a futures company who is responsible for supervising and checking the futures company's business management compliance and risk management state.
第二条首席风险官是负责对期货公司经营管理行为的合法合规性和风险管理状况进行监督检查的期货公司高级管理人员。
It added: "The IOC's chief ethics and compliance officer will continue to be in contact with all interested parties to clarify any alleged improper conduct."
国际奥委会负责道德和行为准则的官员将继续同相关团体保持联系,以查清任何可能出现的不当行为。
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